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Showing 2501 to 2510 of 4761 search results for its ScamSmart.

  1. EDF Promotions (Clone of FCA Authorised Firm)

    Warnings Published: 16/03/2022 Last modified: 16/03/2022
    EDF Promotions (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  2. Trade Unity Capital (Clone of Authorised firm)

    Warnings Published: 29/07/2022 Last modified: 11/11/2022
    Trade Unity Capital (Clone of Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  3. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

  4. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  5. Product sales data: process related aspects FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: process related aspects FAQs

  6. Insights from the 2021 Cyber Coordination Groups

    Research insights Published: 08/12/2022 Last modified: 01/02/2023
    An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.

  7. Christian Muhr Investment Research (clone of FCA authorised firm)

    Warnings Published: 31/03/2015 Last modified: 31/03/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. FS15/5: Feedback statement to The FCA’s approach to advancing its objectives

    Feedback statements Published: 16/12/2015 Last modified: 13/12/2023
    We report on the feedback we received to our publication in July 2013 of general guidance on what firms and consumers can expect from the FCA.

  9. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  10. Asset management portfolio tools

    Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
    This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.
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