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Showing 2661 to 2670 of 4761 search results for its ScamSmart.

  1. News for Fyshe Horton Finney Ltd customers

    News stories Published: 22/03/2013 Last modified: 09/12/2016
    On 20 March 2013, Fyshe Horton Finney Ltd placed itself into the Special Administration Regime (SAR). We explain what this means if you are a client of Fyshe.

  2. SeRex Investments (Clone of EEA Authorised firm)

    Warnings Published: 30/04/2019 Last modified: 30/04/2019
    SeRex Investments (Clone of EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  3. Elevation Trading (clone of FCA authorised firm)

    Warnings Published: 19/05/2021 Last modified: 12/07/2021
    Elevation Trading (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  4. FCA bans former BGC senior executive Anthony Verrier

    Press Releases Published: 29/01/2014 Last modified: 30/06/2014
    The FCA based its decision on the High Court’s findings in Tullett Prebon plc (and two others) v BGC Brokers LP (and 13 others, including Verrier), [2010] EWHC 484 (QB). ... Given these findings by the High Court—as well as a number of its other

  5. Occasional Paper No. 24: Behaviour and compliance in organisations

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

  6. Miton Asset Management; t/a Miton Commodities (clone of FCA authorised firm)

    Warnings Published: 27/07/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  7. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  8. Glenn Stephen Edwards ([email protected]) (clone of FCA authorised firm)

    Warnings Published: 29/02/2012 Last modified: 25/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. Qualion Finance (Clone of an EEA Authorised Firm)

    Warnings Published: 08/04/2020 Last modified: 08/04/2020
    Qualion Finance (Clone of an EEA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  10. Oralad Management (Clone of EEA authorised firm)

    Warnings Published: 06/04/2020 Last modified: 21/11/2020
    Oralad Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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