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Showing 421 to 430 of 4752 search results for its ScamSmart.

  1. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

  2. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered

  3. TR13/1 - Motor Legal Expenses Insurance (MLEI) [pdf]

    Thematic reviews Published: 07/06/2013 Last modified: 07/06/2013
    This thematic project looked at MLEI from a number of perspectives including its value and usefulness, customer understanding, and the sales process. Thematic work is a fundamental part of our supervisory approach.

  4. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 12/07/2024
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  5. Sova Capital Limited enters special administration

    News stories Published: 03/03/2022 Last modified: 04/03/2022
    On 3 March 2022, the Court appointed David Philip Soden, Ian Colin Wormleighton and Stephen Browne, all of Teneo, as Joint Special Administrators.

  6. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  7. FCA's pay, grading and benefits

    Last modified: 22/08/2023
    The FCA's Employment Offer designed to reward strong, consistent performance, aid career development and close pay gaps.

  8. Workstreams updates

    Statements Published: 16/07/2021 Last modified: 16/07/2021
    Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

  9. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 15/09/2022
    The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.

  10. Winton (clone of FCA authorised firm)

    Warnings Published: 12/01/2016 Last modified: 12/01/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
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