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Showing 571 to 580 of 4752 search results for its ScamSmart.

  1. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  2. FCA risk outlook

    News stories Published: 25/03/2013 Last modified: 23/04/2013
    The Financial Conduct Authority (FCA) will put consumers’ needs at its heart and will focus even more on ensuring there is a fair deal between firms and their customers.

  3. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.

  4. Lessons to learn from the GameStop episode

    InvestSmart Last modified: 23/03/2023
    Learn what happened to the share price of retailer GameStop, how to spot the drawbacks of a risky investment and decide whether it’s right for you.

  5. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  6. Authorisation of credit unions: mobilisation

    Firm authorisation Published: 24/03/2016 Last modified: 04/03/2024
    Find out how the FCA have simplified the process for authorising credit unions by introducing the mobilisation option to reduce potential barriers to entry in this sector and enable increased competition.

  7. Electronification of trading

    Speeches Published: 06/04/2016 Last modified: 06/04/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Kite Loans (clone of FCA firm)

    Warnings Published: 31/01/2018 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  9. Primary Market Bulletin 49

    Newsletters Published: 20/05/2024 Last modified: 31/05/2024
    This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

  10. Heart Loans (clone firm) (clone of FCA authorised firm)

    Warnings Published: 23/05/2018 Last modified: 25/02/2021
    Heart Loans (clone firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
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