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Showing 631 to 640 of 4752 search results for its ScamSmart.

  1. FSA - GC11/30 [pdf]

    Guidance consultations Published: 07/12/2011 Last modified: 11/07/2016
    The purpose of the guidance is to set out to firms our expectations of NEDs in delivering the appropriate management of retail conduct risk within firms. By retail conduct risk, we mean the risk of a firm treating its retail customers unfairly and

  2. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

  3. FSA - FG12/11: Advertising ISAs & Adverts for Investment Professionals [pdf]

    Finalised guidance Published: 30/03/2012 Last modified: 20/10/2014
    We expect all firms to promote their products and services in a way that treats their customers fairly. Amongst other things, we look for a clear and adequate description of the product, with a fair balance between its benefits, key risks and

  4. London Court Limited – update for investors

    Consumers News stories Published: 18/06/2024 Last modified: 18/06/2024
    We previously placed restrictions on London Court Limited to stop it from conducting regulated activities for either new clients or new investments.

  5. Purple Loans (clone)

    Warnings Published: 09/09/2016 Last modified: 09/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  6. Liquidity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Liquidity data items: FAQs

  7. GalaFX Ltd (clone of FCA authorised firm)

    Warnings Published: 22/12/2017 Last modified: 22/12/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  8. Clear Loans (clone)

    Warnings Published: 17/05/2018 Last modified: 16/05/2018
    Clear Loans (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from

  9. Trade Korea (clone)

    Warnings Published: 20/04/2018 Last modified: 20/04/2018
    Trade Korea (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from

  10. Epics Loan (clone of FCA authorised firm)

    Warnings Published: 02/11/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
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