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Showing 691 to 700 of 4752 search results for its ScamSmart.

  1. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.

  2. FCA fee rate movement 2024/25

    Tasks for firms Published: 13/07/2023 Last modified: 12/07/2024
    Find out how to calculate your annual fee and read about the FSCS annual levy.

  3. The power of benchmarks: an analysis of the ICE swap rate

    Insight Published: 03/07/2017 Last modified: 03/07/2017
    process. But there was also caution. There were fears the new rules could create unintended consequences in the $289tn swap market and possibly reduce its efficiency.

  4. WindRiver Capital (clone of FCA authorised firm)

    Warnings Published: 12/09/2008 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  5. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.

  6. Traditional Funds (clone of FCA authorised firm)

    Warnings Published: 09/09/2010 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  7. AZ Markets (clone of FCA authorised firm)

    Warnings Published: 29/06/2011 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    Nausicaa Delfas’ keynote speech: Overview of the FCA prudential approach and its link to conduct supervision.

  9. Previous complaints data

    Data Published: 06/05/2016 Last modified: 25/04/2024
    Explore complaints data for previous years.

  10. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.
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