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Showing 781 to 790 of 4752 search results for its ScamSmart.

  1. Control thresholds or bands

    Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
    Learn about the different control bands for when you need to tell the FCA about a change in control.

  2. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    In reality, these questions were just different ways into the same fundamental question – how does the FCA describe its consumer protection objective when operating as a primary markets regulator? ... Under this model the listing authority largely

  3. Heritage Bank (clone of FCA authorised firm)

    Warnings Published: 11/07/2016 Last modified: 24/05/2021
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

  4. Annual Report and Accounts 2020/21 [pdf]

    Annual reports Published: 15/07/2021
    The FCA's 2020/21 Annual Report updates on what it has delivered and achieved over the past year. It demonstrates how the FCA has targeted its resources to respond to the pandemic, while also delivering the best results for consumers, firms and

  5. FCA statement on the share trading obligation

    Statements Published: 04/11/2020 Last modified: 29/08/2023
    On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

  6. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.

  7. Roland Puchta (Clone of EEA Authorised Firm)

    Warnings Published: 11/01/2016 Last modified: 11/01/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. FCA launches three-year strategy to improve outcomes

    Press Releases Published: 07/04/2022 Last modified: 07/04/2022
    The FCA has launched a new strategy to improve outcomes for consumers and businesses throughout the UK.

  9. First Supervisory Notice 2023: IBP Markets Limited [pdf]

    Supervisory notices Published: 13/10/2023
    On 15 September 2023, we imposed a number of restrictions on IBP Markets Limited stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  10. Alliance Bond (clone of FCA authorised firm)

    Warnings Published: 29/11/2012 Last modified: 01/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
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