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Showing 971 to 980 of 4756 search results for its ScamSmart.

  1. Insurance sellers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 15/02/2023
    Here we list some typical misconceptions about the way we authorise insurance sellers. Then we give you the facts.

  2. Rabo Strategies (clone of FCA authorised firm)

    Warnings Published: 03/12/2012 Last modified: 06/10/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  3. Notice of Undertaking: Policy Excess Insure Limited T/A Nova Direct [pdf]

    Undertakings Published: 31/03/2023
    Policy Excess Insure Limited trading as Nova Direct, has made changes to terms in its insurance broker contract (for the sale of Motor Breakdown, Home Emergency, Home Appliance, Gadget, Bicycle and Travel Insurance policies) entered into from 1

  4. Advising on pension transfers – our expectations

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    Check the FCA requirements when you provide advice on pension transfers.

  5. Euromax Capital (www.euromaxcap.com) (clone of FCA authorised firm)

    Warnings Published: 28/06/2011 Last modified: 23/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  6. MFG Investments (clone of FCA authorised firm)

    Warnings Published: 31/05/2016 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  7. Insistent clients: good and poor practice

    Tasks for regulated firms Published: 24/02/2016 Last modified: 09/02/2023
    Find out more about what the FCA consider to be good and poor practice when advising insistent clients.

  8. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

  9. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

  10. Senior management functions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Learn about senior management functions (SMFs) and how we assess them.
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