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Showing 1 to 10 of 305 search results for its net short position.

1. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

2. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

   Press Releases Published: 14/10/2020 Last modified: 14/10/2020
   The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

3. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

   Final notices Published: 14/10/2020 Last modified: 14/10/2020
   This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

4. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

5. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

6. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

7. Primary Market Bulletin 47

   Newsletters Published: 26/01/2024 Last modified: 26/01/2024
   This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022

8. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

9. FCA statement on short selling bans and reporting

   Markets Short selling Published: 17/03/2020 Last modified: 11/01/2023
   Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).

10. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.