Search results

Showing 1 to 7 of 7 search results for its net short position in Premier Oil Plc.

1. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

   Press Releases Published: 14/10/2020 Last modified: 14/10/2020
   The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

2. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

3. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

4. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

5. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

6. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

   Final notices Published: 14/10/2020 Last modified: 14/10/2020
   This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

7. Primary Market Bulletin 42

   Newsletters Published: 12/12/2022 Last modified: 12/12/2022
   In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.