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Showing 702 to 711 of 966 search results for latest Financial Lives.

  1. Retail Mediation Activities Return (RMAR) information - October 2020

    FOI Release Date of Release: 22/10/2020
    FCA provides Retail Mediation Activities Return (RMAR) information
  2. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

    Press Releases Published: 03/08/2017 Last modified: 03/08/2017
    The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a
  3. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.
  4. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.
  5. 'Sharing my screen cost me £48,000' – half of investors would miss signs of screen sharing scam as FCA warns of 86% increase

    Press Releases Published: 05/05/2022 Last modified: 10/11/2023
    The FCA launches latest ScamSmart campaign aimed at raising awareness of increasingly sophisticated investment scam tactics.
  6. Scammers looking to exploit financial stress at Christmas, FCA warns

    Scams Press Releases Published: 06/12/2023 Last modified: 06/12/2023
    The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas.
  7. DP23/1: Finance for positive sustainable change

    Discussion papers Published: 10/02/2023 Last modified: 09/06/2023
    We are asking for views on sustainability-related governance, incentives and competence in regulated firms.
  8. Aggregate complaints data: 2021 H2

    Data Published: 28/04/2022 Last modified: 20/10/2022
    This page focuses on complaints that financial services firms reported to us during the first half (H2) of 2021, between 1 July and 31 December 2021. This includes the latest trends and analysis by product group.
  9. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.
  10. Transparency waivers and deferrals

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/01/2023
    Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals.