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Showing 842 to 851 of 966 search results for latest Financial Lives.

  1. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    likely to have a significant effect on the prices of those financial instruments or related derivatives. ... Why are firms not aligning their efforts to combat financial crime with their efforts to combat market abuse?
  2. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.
  3. The number of enforcement cases against Senior Managers under SMCR - April 2020

    FOI Release Date of Release: 06/04/2020
    The FCA provides information on the number of enforcement cases against Senior Managers.
  4. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules
  5. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.
  6. Why free trade and open markets in financial services matter

    Speeches Published: 06/07/2017 Last modified: 06/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.
  7. GAP insurers agree to suspend sales following FCA concerns over fair value

    Press Releases Published: 09/02/2024 Last modified: 09/02/2024
    The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.
  8. The equity release sales and advice process: key findings

    Firms Multi-firm reviews Published: 17/06/2020 Last modified: 17/06/2020
    Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages.
  9. Undertaking cashflow modelling to demonstrate suitability of retirement-related advice

    Published: 20/03/2024 Last modified: 20/03/2024
    Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling.
  10. FCA takes action against unregistered crypto ATM operators in Leeds

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The Financial Conduct Authority (FCA) has used its powers to enter and inspect several sites around Leeds suspected of hosting illegally operated crypto ATMs.