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Showing 872 to 881 of 966 search results for latest Financial Lives.

  1. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.
  2. FCA confirms final rules on improving the quality of pension transfer advice

    Press Releases Published: 04/10/2018 Last modified: 11/04/2024
    The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.
  3. Defined Benefit (DB) transfers – further update on our work

    Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
    We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.
  4. Aggregate complaints data: 2018 H2

    Data Published: 18/04/2019 Last modified: 18/04/2019
    This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group.
  5. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.
  6. FCA reveals next round of successful firms in its regulatory sandbox

    Press Releases Published: 05/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.
  7. Inside FCA Podcast examines how we're regulating a changing pensions sector

    News stories Published: 08/01/2020 Last modified: 08/01/2020
    Read our story which outlines key elements of the Inside FCA Podcast on regulating the changing pensions landscape
  8. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

    Press Releases Published: 17/05/2024 Last modified: 17/05/2024
    Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.
  9. Armchair detective investors take inspiration from Sherlock Holmes to foil investment scams

    Press Releases Published: 21/02/2023 Last modified: 21/02/2023
    New research from the Financial Conduct Authority (FCA) has found that a quarter (25%) of investors who avoided a scam are taking inspiration from Sherlock Holmes to stop scammers in their tracks.
  10. Our emerging regulatory approach to Big Tech and Artificial Intelligence

    Speeches Published: 12/07/2023 Last modified: 12/07/2023
    Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.