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Showing 191 to 200 of 677 search results for latest ScamSmart.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  2. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA C: capital adequacy FAQs

  3. Data Bulletin: September 2017 - Retirement income market trends

    Data Published: 08/09/2017 Last modified: 21/08/2019
    The tenth issue of our Data Bulletin focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

  4. GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]

    Guidance consultations Published: 26/03/2015 Last modified: 26/03/2015
    This revised guidance consultation is intended to share the latest good practice observed in the 2014 remuneration round and clarify the FCA’s expectations on how relevant firms meet the Remuneration Code requirements on ex-post risk adjustment.

  5. External audit requirements

    Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
    Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.

  6. Initial Coin Offerings

    Statements Published: 12/09/2017 Last modified: 27/02/2019
    Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

  7. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Supervision of UK regulated covered bonds

    Published: 13/05/2016 Last modified: 23/06/2023
    Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.

  9. FCA calls on insurers to take action as it publishes latest fair value data

    Press Releases Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has written to insurers warning that more action must be taken to ensure good consumer outcomes.

  10. Key workers in financial services

    Firms Published: 20/03/2020 Last modified: 10/11/2020
    We set out steps firms should take to help identify key workers in financial services.
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