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Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
Notification and disclosure of net short positions
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. -
Scammers looking to exploit financial stress at Christmas, FCA warns
The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas. -
FCA publishes response to British Steel Pension Scheme complaints
The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS). -
Covid-19: savers stay calm and don't rush financial decisions
The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic. -
Protect your pension pot from risky investments and scams
Given increased interest in pensions and pension transfer advice, this is a reminder to consumers and regulated firms of our previous consumer alert from August 2014. -
The FCA appoints adviser on wholesale banking and investment management
This is the latest high-profile addition to the supervisory team at the FCA and I’m sure it will be welcomed by the industry.”. ... James is the latest high-profile appointment at the FCA. Former CEO of Kleinwort Benson, Rob Taylor, recently took up -
North East Warrington Credit Union enters administration
FSCS will return members’ money within 7 days from when the credit union was declared in default. -
Call for Input: SME access to the Financial Ombudsman Service
We are looking to start a review of the rules extending SME access to FOS. -
UK EMIR reporting questions and answers
Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.