Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 641 to 650 of 677 search results for latest ScamSmart.

  1. FS20/8: Business interruption insurance test case: feedback on draft guidance

    Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
    These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  2. Retail and Wholesale Banking: review of firms’ whistleblowing arrangements

    Multi-firm reviews Published: 14/11/2018 Last modified: 14/11/2018
    We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements.
  3. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.
  4. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

    Statements Published: 11/12/2017 Last modified: 22/06/2020
    The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB
  5. Information on Appointed representatives and firms authorised to advise on mortgages - March 2022

    FOI Release Date of Release: 21/03/2022
    The FCA provides data on Appointed representatives and firms authorised to advise on mortgages.
  6. FCA sets out next steps to improve defined benefit pension transfer market

    Press Releases Published: 05/06/2020 Last modified: 05/06/2020
    FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.
  7. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.
  9. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 12/03/2024
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.
  10. FCA launches discussion on competition impacts of Big Tech on financial services industry

    Press Releases Published: 25/10/2022 Last modified: 26/10/2022
    The FCA is seeking views on the potential competition benefits and harms from Big Tech firms’ entry into retail financial services sectors