Search results

Showing 161 to 170 of 753 search results for latest complaints data published by the Financial.

161. PPI complaints handling update

     News stories Published: 16/10/2019 Last modified: 01/05/2020
     We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, firms will not be able to meet their normal complaint

162. Attestations

     About us How we regulate Published: 19/04/2016 Last modified: 18/06/2024
     Fine out how and why the FCA uses attestations as a supervisory tool.

163. Alexander David Securities Limited enters liquidation

     News stories Published: 04/07/2022 Last modified: 14/10/2022
     On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

164. Regulation of markets in financial instruments

     Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
     UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

165. Financial Lives 2020 survey

     Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
     Find out more about the Financial Lives 2020 survey including the FCA's reports and data. 

166. Innovation Pathways

     Firms Published: 27/03/2022 Last modified: 09/05/2024
     Innovation Pathways can help if you have questions about regulation and how it applies to your innovative product. Find out more and how to apply.

167. Making and receiving payments

     Consumers Published: 18/04/2016 Last modified: 13/06/2022
     Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment.

168. The financial services contracts regime

     Statements Published: 17/12/2018 Last modified: 18/02/2020
     The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.

169. Information relating to retirement income advice - March 2020

     FOI Release Date of Release: 02/03/2020
     The FCA provides information relating to retirement income advice.

170. British Steel pension redress scheme

     Consumers Published: 30/05/2021 Last modified: 28/02/2023
     You could be owed money if you were given poor advice to transfer out of the BSPS. Find out more about the FCA’s redress scheme.