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Showing 401 to 410 of 753 search results for latest complaints data published by the Financial.

  1. The coronavirus (Covid-19) financial resilience survey data

    Data Published: 07/01/2021 Last modified: 07/01/2021
    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.
  2. Ensuring the fair treatment of customers in vulnerable circumstances

    Firms Published: 16/06/2022 Last modified: 16/06/2022
    The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.
  3. Aiming for calm seas in our market reforms

    Speeches Published: 20/05/2024 Last modified: 20/05/2024
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.
  4. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.
  5. Mutual societies registration function: 2022-23

    Mutual societies Corporate documents Published: 26/05/2023 Last modified: 26/05/2023
    An update on the FCA's work and a breakdown of societies on the register.  
  6. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.
  7. Financial crime resources

    Published: 08/02/2024 Last modified: 03/07/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.
  8. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. ... Tribunal also showed that some Westwood GTEP customers have already received compensation from Westwood’s PI insurers and the Financial Services
  9. Organisations we collect for

    Tasks for firms Published: 08/05/2015 Last modified: 10/07/2023
    Find out which organisations the FCA collect levies for. 
  10. Financial Conduct Authority publishes first set of data under new complaints rules

    Press Releases Published: 26/04/2017 Last modified: 26/04/2017
    The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.