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Showing 431 to 440 of 753 search results for latest complaints data published by the Financial.

  1. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.

  2. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Consumer warning – Larksway Investments Limited (in Liquidation)

    News stories Published: 27/11/2018 Last modified: 18/05/2021
    Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

  4. Our approach to supervision

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.

  5. Caution urged when investing through Harlequin

    News stories Published: 17/06/2013 Last modified: 06/12/2017
    Caution urged when investing through Harlequin. News stories First published:. 17/06/2013. ... We published an alert to financial advisers about Harlequin Management Services (South East) Limited (PDF) on 18 January 2013.

  6. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.

  7. CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    The proposals reflect the recommendations of the Parliamentary Commission on Banking Standards (PCBS) and implement changes required by the amendments which the Financial Services (Banking Reform) Act 2013 (the Act) made ... These recommendations

  8. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.

  9. Stress testing for human beings

    Speeches Published: 27/09/2019 Last modified: 27/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

  10. Data on investigations into greenwashing & ESG misselling - July 2022

    FOI Release Date of Release: 11/07/2022
    The FCA provides information on investigations into greenwashing, ESG misselling and other regulatory breaches involving ESG.
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