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Showing 1031 to 1040 of 1744 search results for level complaints data.

1031. Charles Randell speech at the Annual Public Meeting 2019

      Speeches Published: 17/07/2019 Last modified: 17/07/2019
      Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting.

1032. Speech: Culture in UK banking – regulatory priorities

      Insight Published: 18/10/2016 Last modified: 17/02/2017
      services mis-selling is likely to occur at the level of individual client transactions. ... For the kind of detection described above regulators likely need to gather and use detailed, transaction-based data.

1033. Asset management portfolio tools

      Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
      This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

1034. PS21/3 Building operational resilience

      Policy statements Published: 29/03/2021 Last modified: 31/03/2022
      We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

1035. Authorised fund supervision reviews and reporting agreement

      News stories Published: 20/02/2015 Last modified: 06/08/2015
      Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

1036. FSCS supplementary levies for 2017/18

      Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
      Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

1037. New executive appointments at Financial Conduct Authority

      Press Releases Published: 11/12/2020 Last modified: 11/12/2020
      The FCA has appointed Sheldon Mills as the new Executive Director, Consumers and Competition, and Siobhán Sheridan as Chief People Officer

1038. Efficiency and effectiveness: our approach to primary markets

      Speeches Published: 01/03/2017 Last modified: 01/03/2017
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

1039. MS17/2: Wholesale Insurance Broker Market Study

      Market studies Published: 20/02/2019 Last modified: 20/02/2019
      We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a

1040. FCA proposes stricter rules for contract for difference products

      Press Releases Published: 06/12/2016 Last modified: 06/12/2016
      The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.