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Showing 1161 to 1170 of 1744 search results for level complaints data.

  1. Promoting competition in the financial services sector

    Speeches Published: 11/03/2014 Last modified: 18/03/2014
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Whistleblowing reports by firm type 2019-2022 - February 2022

    FOI Release Date of Release: 18/02/2022
    The FCA provides data on whistleblowing disclosures.

  3. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

  4. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases Published: 06/10/2020 Last modified: 06/10/2020
    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers

  5. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  6. FCA issues its first decision under competition law

    Press Releases Published: 21/02/2019 Last modified: 21/02/2019
    The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

  7. Firms to recommence GAP insurance sales following FCA action

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The Financial Conduct Authority (FCA) has confirmed that several firms have been permitted to recommence their sales of Guaranteed Asset Protection (GAP) insurance, following action by the regulator to improve fair value.

  8. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    the FCA to verify that advisers are qualified to the right level. ... he had not reached the right level of qualification.

  9. Information regarding Complaints against the FCA - March 2021

    FOI Release Date of Release: 16/03/2021
    The FCA provides data relating to complaints against the FCA.

  10. New accountability regime for banks and insurers comes into force

    Press Releases Published: 07/03/2016 Last modified: 19/04/2016
    The new regimes will hold individuals working at all levels within relevant firms to appropriate standards of conduct and ensure that senior managers are held to account for misconduct that falls
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