Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1201 to 1210 of 1744 search results for level complaints data.

  1. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice
  2. Annual Report on the regulatory perimeter 2020/21

    Annual reports Published: 21/10/2021 Last modified: 24/03/2022
    Our perimeter reports help explain what we do and don’t regulate. It describes specific issues we see around the perimeter and action we’re taking in response.
  3. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
  4. Redmaine Cooper Price (clone of EEA authorised firm)

    Warnings Published: 29/10/2020 Last modified: 29/10/2020
    Redmaine Cooper Price (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  5. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.
  6. Changes to UK EMIR reporting requirements: draft questions and answers

    Consultation papers Published: 01/03/2024 Last modified: 12/07/2024
    The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.
  7. Product value and coronavirus: guidance for insurance firms

    Policy and guidance Finalised guidance Published: 03/06/2020 Last modified: 30/10/2020
    This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19).
  8. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.
  9. Mortgage lending & administration data items: FAQs

    Tasks for regulated firms Published: 06/05/2016 Last modified: 13/06/2022
    Mortgage lending & administration data items: FAQs
  10. Product sales data: general guidance and retail investments FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: general guidance and retail investments FAQs.