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Showing 1211 to 1220 of 1744 search results for level complaints data.

  1. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  2. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    This Consultation Paper (CP) sets out our proposals on the application and level of a cap – and the changes to our Handbook rules – that we believe are required to discharge the

  3. House24 Trades Limited (Clone of FCA Authorised Firm)

    Warnings Published: 25/03/2021 Last modified: 26/03/2021
    House24 Trades Limited (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  4. SME collections and recoveries review

    Multi-firm reviews Published: 12/07/2022 Last modified: 12/07/2022
    Findings from our multi-firm review assessing how retail banks treat their SME customers in collections and recoveries.

  5. Our approach to cyber security in financial services firms

    Speeches Published: 21/09/2016 Last modified: 14/11/2016
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit.

  6. Debt, Money and Mephistopheles: How do we get out of this mess?

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Adair Turner, FSA Executive Chairman at the Cass Business School

  7. FG15/10 - Risks to customers from performance management at firms

    Finalised guidance Published: 27/07/2015 Last modified: 19/07/2016
    In March 2015 we consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms.

  8. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    It will be interesting to see whether Big Data leads to discrimination in offers of ‘Free if in credit’ accounts. ... Nor does he tell us the implications of different levels of the high ‘later’ price faced by the unsavvy grasshoppers.

  9. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  10. Important information for British Steel Pension Scheme members

    News stories Published: 01/03/2019 Last modified: 24/05/2019
    The FCA is looking into the suitability of the advice that firms gave to members of the British Steel Pension Scheme (BSPS). We want to ensure that former members of the scheme know about their rights to make a formal complaint to the Financial
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