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Showing 1251 to 1260 of 1744 search results for level complaints data.

  1. Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm)

    Warnings Published: 12/03/2024 Last modified: 12/03/2024
    Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  2. Complaints received by the FCA regarding settlements with whistleblowers - December 2021

    FOI Release Date of Release: 30/12/2021
    The FCA answers multiple questions relating to complaints received by the FCA regarding settlements with whistleblowers for the period between 1 January 2015 and 29 November 2021.

  3. TR14/2 – Thematic Review of Annuities

    Thematic reviews Published: 14/02/2014 Last modified: 28/03/2014
    considered the drivers of provider behaviour, including assessing, at a high level, the profitability expected from their annuity business.

  4. Critical issues in financial regulation: The FCA's perspective

    Speeches Published: 26/04/2022 Last modified: 28/04/2022
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

  5. Credit Rating Agency UK Market Share Report for 2022

    Corporate documents Published: 30/11/2023 Last modified: 30/11/2023
    This report provides an in-depth overview of the total market share held by UK-registered credit rating agencies (CRA).

  6. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  7. FCA publishes thematic review of annuity sales practices

    Press Releases Published: 14/10/2016 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) publishes the findings of its thematic review of non-advised annuity sales practices. The FCA wanted to establish whether firms provided customers with sufficient information about enhanced annuities.

  8. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.

  9. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  10. Deeds not words: the next stage of the FCA’s innovation journey

    Speeches Published: 29/04/2019 Last modified: 29/04/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit (IFGS) 2019.
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