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Showing 1271 to 1280 of 1744 search results for level complaints data.

1271. Reporting requirements: sale and rent back firms

      Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
      Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

1272. Videos: Principals and their appointed representatives in the general insurance sector

      Last modified: 06/03/2017
      We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6). Below, you can view the presentations in our videos from the event.

1273. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

      Press Releases Published: 27/09/2018 Last modified: 27/09/2018
      The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

1274. FCA finds current account switching service working for consumers

      Press Releases Published: 12/03/2015 Last modified: 12/03/2015
      There are various technical solutions to delivering account number portability which involve different levels of cost and complexity. ... The FCA also commissioned analysis to identify and evaluate at a high level a range of potential technical solutions

1275. General insurance pricing attestation multi-firm review

      Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
      Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

1276. TR19/3: Review of the fair treatment of with-profits customers

      Thematic reviews Published: 25/04/2019 Last modified: 24/06/2019
      We commenced our review with an assessment of all the areas across the with-profits market where there is potential for customer harm. After identifying those areas we regard as presenting the highest potential for customer harm, we conducted a

1277. CP20/23: Quarterly Consultation Paper No. 30

      Consultation papers Published: 04/12/2020 Last modified: 08/12/2020
      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

1278. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

      Press Releases Published: 21/06/2019 Last modified: 21/06/2019
      The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

1279. Tribunal upholds FCA fine on firm for misselling complex investments

      Press Releases Published: 27/11/2013 Last modified: 17/12/2013
      We consider that the amount of the penalty should be set at a level that both punishes Westwood for the breaches and deters others from similar conduct.

1280. Data on investigations into greenwashing & ESG misselling - July 2022

      FOI Release Date of Release: 11/07/2022
      The FCA provides information on investigations into greenwashing, ESG misselling and other regulatory breaches involving ESG.