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FCA confirms increase in Financial Ombudsman Service award limit
The Financial Conduct Authority (FCA) has today confirmed that the Financial Ombudsman Service will soon be able to require financial services firms to pay significantly more compensation to consumers and businesses. -
The Pensions Regulator and the FCA publish joint regulatory guide
offer a good level of protection for members regardless of the type of scheme selected by the employer. -
Trends in the high-cost short-term credit market - January 2019
We have published new data on insights and trends in the high-cost short-term credit (HCSTC, also known as ‘payday lending’) market. -
Invesco Perpetual fined £18.6 million for failings in fund management
They signed up for a certain level of risk but we found Invesco Perpetual’s actions were at odds with investors’ reasonable expectations.". ... The FCA’s investment limits– Invesco broke the restrictions set out in COLL 5.2, exposing investors to -
Statement on how firms should handle post and paper documents
We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way. -
Acting flexibly and treating customers fairly in the face of a pandemic
Speech on the FCA’s priorities for the credit market, by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Occasional Paper No. 13: Economics for Effective Regulation
To achieve this objective, it often needs in-depth analysis of outcomes at the level of the market, as well as of the drivers of poor market outcomes and what can -
FCA research reveals 1.1million spike in cryptoasset buyers
Component type: Content summary Copy -
Strategic review of retail banking business models
We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report.