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Showing 1311 to 1320 of 1744 search results for level complaints data.

1311. FCA launch the Financial Services Regulatory Partners Phoenixing Group

      Statements Published: 03/05/2019 Last modified: 03/05/2019
      The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.

1312. A changing landscape: the FCA’s strategic priorities for the pensions sector

      Speeches Published: 04/07/2019 Last modified: 04/07/2019
      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

1313. FCA reveals the financial experiences of people in the UK: People in Yorkshire and the Humber are most likely to be struggling to pay bills or debts compared to rest of UK

      Last modified: 20/06/2018
      The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more

1314. FCA continues its strong commitment to diversity and inclusion

      Press Releases Published: 11/10/2016 Last modified: 11/10/2016
      The Financial Conduct Authority (FCA) has today published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic (BAME)

1315. Rolling the rock: The cycle of deregulation, crisis and regulation

      Speeches Published: 02/10/2018 Last modified: 03/10/2018
      Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

1316. FCA response to Payment Systems Regulator’s paper on authorised push payment scams

      Statements Published: 07/11/2017 Last modified: 30/08/2023
      The Financial Conduct Authority (FCA) has contributed to the Payment Systems Regulator (PSR) paper on 'Authorised Push Payment Scams'.

1317. Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021

      FOI Release Date of Release: 26/07/2021
      The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011.

1318. Towards end of the transition period: getting ready for a new environment

      Speeches Published: 12/11/2020 Last modified: 12/11/2020
      Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

1319. GC15/1 Risks to customers from performance management at firms

      Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
      We have seen an increase in the level of intelligence about poor performance management practices in sales areas. ... Whilst some pressure is not unexpected, an undue level of pressure is likely to further increase the risk to customers.

1320. FCA consults on reforms to improve the effectiveness of UK primary markets

      Press Releases Published: 05/07/2021 Last modified: 05/07/2021
      The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic