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Showing 1511 to 1520 of 1744 search results for level complaints data.

  1. Information related to Covid-specific whistleblower allegations - November 2021

    FOI Release Date of Release: 09/11/2021
    The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.

  2. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent

  3. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

    Press Releases Published: 18/04/2013 Last modified: 25/11/2021
    The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.

  4. FCA and Bank of England agree Memorandum of Understanding for supervision of markets and market infrastructure

    Statements Published: 17/03/2014 Last modified: 17/03/2014
    They noted that as staff who had previously worked together under the aegis of the Financial Services Authority (FSA) moved into different roles, it was important to retain strong working level

  5. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    providers compete on the price and quality of their products to secure distribution rather than on commission levels, and.

  6. CP20/1: Introducing a Single Easy Access Rate for cash savings

    Consultation papers Published: 09/01/2020 Last modified: 13/11/2020
    This consultation sets out proposals to make the market simpler and improve competition. This will help consumers know if they are getting a good deal, as well as protecting those that currently receive the lowest interest rates. We want firms to

  7. CP14/4 – Quarterly Consultation Paper No. 4

    Consultation papers Published: 06/03/2014 Last modified: 30/08/2015
    make minor changes to the complaints data reporting form and update guidance. ... clarify the scope of mortgage Product Sales Data performance data reporting for firms who own regulated mortgage contracts but who do not have the ‘entering into’

  8. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

    Press Releases Published: 09/04/2019 Last modified: 09/04/2019
    The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

  9. Mortgages and coronavirus: updated draft guidance for firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 17/08/2021
    FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus

  10. Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Documents Published: 17/06/2015 Last modified: 25/08/2016
    Innovations often drive effective competition. Regulatory barriers, both in the UK and at EU level, can distort competition and discourage new entrants to the market denying consumers the benefits of new
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