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Showing 1541 to 1550 of 1744 search results for level complaints data.
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CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU -
FCA reminds banks of their obligations when cancelling Continuous Payment Authorities
Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today. -
TR13/3 - Banks’ control of financial crime risks in trade finance
We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level. -
FCA taking assertive action to tackle harm in the consumer investments market
The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market. -
Financial regulator sets out further reforms to improve markets and bolster competitiveness
FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre. -
FCA fines Xcap Securities PLC £120,900 for client asset failings and applies new penalty regime
The Financial Conduct Authority (FCA) has fined Xcap Securities PLC (Xcap), a retail investment and capital markets business, £120,900 for failing to adequately protect client money and client assets. This is the first client asset case the FCA has -
FCA to require insurance firms to publish details of last year’s premium
The FCA has found evidence of low levels of consumer engagement, switching, and a lack of competition when some types of insurance policies are renewed. -
Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021
FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021. -
PA Consulting’s Digital Regulatory Reporting: A Review of Phase 1 and 2 of the Digital Regulatory Reporting Initiative
The FCA and Bank of England commissioned PA Consulting to conduct an independent review into the Digital Regulatory Reporting (DRR) programme, critically evaluating key outputs and recommending next steps for future work. -
FCA sets out proposals to strengthen its financial promotion rules for high-risk investments
Read our proposals to help retail investors make more effective decisions on high-risk investments