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Showing 1551 to 1560 of 1744 search results for level complaints data.
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FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
The consultation paper also outlines the authorisation process for these firms and sets out the proposed data reporting requirements for second charge firms. ... A number of other changes will also be implemented including new knowledge and competency -
Review of TCFD-aligned disclosures by premium listed commercial companies
Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations. -
FCA confirms plans to protect new funeral plan customers from July 2022
Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails. -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
for money at the level expected by ourselves and by the industry.”. -
Wholesale banks and asset management cyber multi-firm review findings
In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These -
FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor
concerns over its low levels of sponsor activity. -
FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010
The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka. -
Research Note: Accumulation of wealth in Britain - what the distribution of wealth tells us about preparedness for retirement
In this Research Note, the FCA and The Pensions Regulator (TPR) have identified the prospect of people not having an adequate income, or the income they expect, in retirement as the overarching harm in the pensions and retirement income sector. -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
For the maximum return to be achieved the FTSE 100 was required to rise by AT LEAST the cap level in every 6 month period.