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Showing 1621 to 1630 of 1744 search results for level complaints data.

1621. PS18/3: Perimeter guidance on personal recommendations on retail investments

      Policy statements Published: 23/02/2018 Last modified: 23/02/2018
      This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).

1622. Position limits for commodity derivative contracts

      Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
      We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.

1623. Bank of England, FCA, PRA and PSR review Memorandum of Understanding in relation to payment systems in the UK

      Statements Published: 23/08/2017 Last modified: 05/09/2017
      high-level framework the Authorities use to cooperate with one another in relation to payment systems in the UK.

1624. Implementing MiFID II – multi-firm review of research unbundling reforms

      Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
      Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

1625. Building better bridges: a world-leading investment industry around outcomes customers need

      Speeches Published: 11/10/2019 Last modified: 11/10/2019
      Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

1626. Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit

      Press Releases Published: 25/02/2019 Last modified: 25/02/2019
      Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential

1627. Credit card provider NewDay to provide over £4 million in redress to customers

      Press Releases Published: 24/03/2016 Last modified: 24/03/2016
      NewDay’s scheme will not cover customers charged the relevant fees before 1 April 2014 although the firm will consider any complaints made in respect of these on a

1628. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

      Feedback statements Published: 09/03/2016 Last modified: 09/03/2016
      we would like to understand better the strategic regulatory barriers and enablers, either in the UK or at EU level, that prevent development of digital and mobile solutions.

1629. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

      Press Releases Published: 25/09/2013 Last modified: 04/11/2014
      This involved brokers deliberately disseminating incorrect or misleading LIBOR submission levels by:.

1630. FCA launches consultation on a new type of fund to support investment in long-term assets

      Press Releases Published: 07/05/2021 Last modified: 07/05/2021
      The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.