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Showing 1701 to 1710 of 1744 search results for level complaints data.
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Debt management firms still failing Britain’s most vulnerable consumers, says FCA
At this time the FCA will also assess the level of fees charged by fee-charging debt management firms. -
FCA fines Towergate and former director Timothy Philip for client and insurer money failings
As a result, Towergate did not accurately calculate the levels of monies held and ultimately this led to a shortfall in the client and insurer money resource of £10.5 million. -
FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance
The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013 -
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm)
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly
The level of co-operation during the investigation and commitment to ensuring no customers were adversely impacted meant it qualified for a substantial reduction in the penalty.”. ... that paid differing levels of performance fees on a side-by-side -
FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees
FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees. -
Connaught Independent Review call for information closes but investigation remains open to affected individuals
Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
Until 31 March 2014 Elizabeth was Chair of the Office for Legal Complaints. ... In June 2002 she was awarded a CBE for services to data protection. -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
GC14/4 Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending
These rules apply to these firms’ at as subsidiary level not already caught by the rules.