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Showing 451 to 460 of 1744 search results for level complaints data.

451. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

452. AISP models under PSD2

     Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
     The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

453. 2014 fines

     News stories Published: 02/01/2014 Last modified: 31/08/2016
     This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

454. 5 questions to ask before you invest

     InvestSmart Last modified: 07/09/2023
     To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

455. Handbook Release 136

     Handbook Published: 17/04/2013 Last modified: 17/04/2013
     This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

456. Central Plus Finance

     Warnings Published: 13/09/2023 Last modified: 26/01/2024
     Central Plus Finance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

457. Regulation as a spur to growth

     Speeches Published: 05/06/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

458. Pulse Finance (clone) (clone of FCA authorised firm)

     Warnings Published: 24/03/2017 Last modified: 21/11/2020
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

459. Commodities Link

     Warnings Published: 16/09/2014 Last modified: 16/09/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

460. Payment Protection Insurance (PPI) monthly payouts graph [pdf]

     Data Published: 15/10/2013 Last modified: 04/08/2016
     The graphs show a significant increase in redress paid by the firms following the High Court judgment, in April 2011, in favour of our PPI measures. Since the judgment, all firms should have been dealing with complaint backlogs built up during the