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Showing 501 to 510 of 1744 search results for level complaints data.

501. Our approach to international firms

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

502. Swiss Privilege

     Warnings Published: 12/04/2018 Last modified: 30/06/2021
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

503. FCA data show 5% drop in complaints in the second half of 2018

     Press Releases Published: 18/04/2019 Last modified: 11/04/2024
     The FCA has published the complaints figures for regulated firms for the second half of 2018.

504. FCA, PRA and Bank of England launch Complaints Scheme consultation

     Complaints and compensation News stories Published: 20/07/2020 Last modified: 20/07/2020
     FCA, PRA and Bank of England launch Complaints Scheme joint consultation.

505. FCA fines Henderson £1.9m for fund failings

     Press Releases Published: 20/11/2019 Last modified: 24/01/2020
     The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

506. Bradley King M & A

     Warnings Published: 24/04/2013 Last modified: 30/08/2013
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

507. Regulating Financial Promotions and Adverts

     Tasks for firms Published: 04/05/2015 Last modified: 28/05/2024
     Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.

508. Market Watch 66

     Newsletters Published: 11/01/2021 Last modified: 22/01/2021
     In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

509. Apex Market Option Capital

     Warnings Published: 14/05/2024 Last modified: 14/05/2024
     Apex Market Option Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

510. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards