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Showing 541 to 550 of 1744 search results for level complaints data.

541. The retail intermediary market 2021

     Data Published: 21/07/2022 Last modified: 21/07/2023
     This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR).

542. Overview of competition at the FCA

     Speeches Published: 03/08/2017 Last modified: 03/08/2017
     Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

543. Leadership and conduct

     Speeches Published: 31/03/2014 Last modified: 31/03/2014
     Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.

544. Primary Market Bulletin 49

     Newsletters Published: 20/05/2024 Last modified: 31/05/2024
     This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

545. Regulation for a different world

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

546. Pillar Property Group

     Warnings Published: 02/10/2019 Last modified: 02/10/2019
     Pillar Property Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

547. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     This suggests that the connection between the high level definitions and the potential on-the-ground impact were not made. ... At a basic level, this is about what information the board and executive see, and how they take it into account in their

548. Global regulation, local solutions

     Speeches Published: 23/01/2020 Last modified: 28/02/2020
     Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London

549. UK SFTR reporting obligation

     Markets Published: 11/03/2020 Last modified: 23/10/2023
     We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.

550. Connect Finances

     Warnings Published: 01/10/2020 Last modified: 01/10/2020
     Connect Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.