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Showing 571 to 580 of 1744 search results for level complaints data.

  1. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.
  2. Green Choice Standard

    Warnings Published: 05/03/2012 Last modified: 25/08/2016
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  3. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).
  4. Primex - UTIP Trader

    Warnings Published: 15/11/2013 Last modified: 27/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  5. Market Watch 68

    Newsletters Published: 16/11/2021 Last modified: 19/11/2021
    In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.
  6. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.
  7. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer
  8. SRS Enterprise Limited

    Warnings Published: 13/06/2018 Last modified: 13/06/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  9. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    An independent report of this length and complexity inevitably calls for a high level of specialist expertise and has incurred some costs.
  10. Get-rich-quick schemes

    Scams Published: 19/04/2016 Last modified: 17/08/2018
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, and how to protect yourself from these scams.