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Showing 661 to 670 of 1744 search results for level complaints data.

661. FCA’s proposals for a new listing regime

     Speeches Published: 17/09/2021 Last modified: 17/09/2021
     Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event

662. Mace; Parry and Associates

     Warnings Published: 07/09/2018 Last modified: 07/09/2018
     Mace; Parry and Associates is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

663. The future of the UK mortgage market

     Speeches Published: 07/09/2015 Last modified: 07/09/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

664. Adviser numbers in line with expectations

     Press Releases Published: 15/08/2013 Last modified: 15/08/2013
     Six months after the introduction of the new rules, 97 per cent of advisers have the appropriate level of qualification, with the final three per cent recent entrants who are still

665. Regulated retail investment adviser re-evaluation

     Statements Published: 05/09/2018 Last modified: 21/09/2018
     We believe that advisers having a good level of knowledge is the foundation to giving sound financial advice. ... The level 4 Diploma became the standard when the Retail Distribution Review came into force at the start of 2013.

666. Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK

     Speeches Published: 14/09/2023 Last modified: 14/09/2023
     Speech by Ashley Alder, Chair, delivered at the Eurofi Conference.

667. The changing face of financial crime

     Speeches Published: 30/06/2013 Last modified: 05/04/2023
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

668. Investigation opening criteria

     How we operate Published: 22/04/2016 Last modified: 21/02/2022
     Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

669. Frank Goldenberg Yoshi (www.fgy.com.hk)

     Warnings Published: 27/02/2013 Last modified: 04/11/2013
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

670. The future of LIBOR

     Speeches Published: 27/07/2017 Last modified: 27/07/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.