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Showing 671 to 680 of 1744 search results for level complaints data.

671. Sustainability TechSprint

     Published: 16/11/2021 Last modified: 19/11/2021
     In October 2021 we held a TechSprint focused on building technological solutions to overcome challenges faced by regulators in monitoring ESG Data and Disclosures.

672. Personal data and supervision

     Last modified: 13/12/2023
     How and why the FCA uses personal data to carry out its supervision functions.

673. The hallmarks of a future-fit workforce

     Speeches Published: 05/03/2024 Last modified: 05/03/2024
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

674. Advice Guidance Boundary Review

     News stories Published: 03/08/2023 Last modified: 03/08/2023
     The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

675. Credit transfers and direct debits in euro (SEPA)

     Tasks for regulated firms Published: 05/01/2016 Last modified: 10/02/2023
     Payment service providers (PSPs) carrying out credit transfers or direct debits in euro, may be subject to specific requirements under the SEPA Regulation.

676. Financial promotions data 2022

     Data Published: 03/02/2023 Last modified: 03/02/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

677. Regulating high frequency trading

     Speeches Published: 04/06/2014 Last modified: 04/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

678. Operational resilience insights for insurance firms

     Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
     Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

679. Internal investigations by firms

     Speeches Published: 05/11/2015 Last modified: 05/11/2015
     Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

680. Independence, confidence and fairness

     Speeches Published: 04/02/2016 Last modified: 04/02/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.