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Showing 701 to 710 of 1744 search results for level complaints data.

701. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

     Consultation papers Published: 04/07/2013 Last modified: 07/02/2022
     We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

702. Innovation in financial services

     Speeches Published: 10/11/2015 Last modified: 10/11/2015
     Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered

703. MiFID II: The future of European trading in the balance

     Speeches Published: 19/09/2014 Last modified: 01/11/2016
     Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

704. Altrice Investment Co. Limited

     Warnings Published: 15/06/2021 Last modified: 15/06/2021
     Altrice Investment Co. Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

705. High-cost credit: what next?

     Speeches Published: 02/05/2018 Last modified: 02/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at a New City Agenda event, Portcullis House, Westminster, London.

706. Methodology note on calculating capital pressures

     Statements Published: 27/03/2013 Last modified: 29/03/2013
     In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs

707. Annual accounts and reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about sending annual accounts and reports, including where to find and submit your form online.

708. LIBOR: preparing for the end

     Speeches Published: 15/07/2019 Last modified: 15/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA.

709. Financial promotions case studies

     Tasks for firms Published: 09/07/2021 Last modified: 28/05/2024
     Examples of good and bad practice when promoting financial services, and our expectations for promotions to be clear, fair and not misleading.

710. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 01/05/2024
     Documents on the repeal and replacement of provisions in the retained EU law.