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Showing 751 to 760 of 1744 search results for level complaints data.

751. CultureSprint: supporting and empowering managers to transform culture

     Events Last modified: 01/05/2019
     Leadership is a key driver of behaviour and an important element of a firm’s culture. In particular, mid-level managers play a unique role in culture change

752. Our investigations – the evolving approach

     Speeches Published: 15/06/2017 Last modified: 15/06/2017
     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

753. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

     Data Published: 29/01/2015 Last modified: 29/01/2015
     This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

754. Information for customers of Triton Insurance Brokers Ltd

     News stories Published: 21/02/2020 Last modified: 21/02/2020
     On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.

755. FCA Data Bulletin: Issue 3 - May 2015 [pdf]

     Data Published: 19/05/2015 Last modified: 19/05/2015
     The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data.

756. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

757. FCA Data Bulletin: Issue 6 - June 2016 [pdf]

     Data Published: 09/06/2016 Last modified: 09/06/2016
     This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest

758. FCA proposes changes to complaint handling rules to help victims of authorised push payment fraud

     Press Releases Published: 26/06/2018 Last modified: 26/06/2018
     Authorised push payment (APP) fraud is where a fraudster tricks an individual consumer or micro business to instruct their payment services provider (PSP), such as their bank, to send money from their account to an account controlled by that

759. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     However, the Review does note some high-level principles to guide the future development of markets, including the important of transparency, open access, competition and choice. ... So the bigger challenge is at global level. We want to raise standards

760. Report a concern: mutual societies

     Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
     How and to whom you can report a concern about a mutual society.