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Showing 831 to 840 of 1744 search results for level complaints data.

831. Analysing the impact of EMIR variation margin requirements

     Research insights Published: 30/06/2017 Last modified: 30/06/2017
     This page summarises our research into derivatives trading data to assess the impact on firms.

832. Effectiveness of the AML regime in disrupting financial crime

     Speeches Published: 10/11/2016 Last modified: 06/12/2016
     Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.

833. FCA Authorisations operating service metrics 2022/23 Q4

     Data Published: 19/05/2023 Last modified: 15/03/2024
     The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023.

834. The future of open banking and the Joint Regulatory Oversight Committee

     Firms Published: 21/06/2022 Last modified: 13/05/2024
     On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups

835. Controller forms needed for authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
     A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right

836. Authorised electronic money institution (authorised EMI)

     Last modified: 22/09/2017
     The key changes for authorised EMIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications

837. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

838. Financial crime resources

     Published: 08/02/2024 Last modified: 03/07/2024
     Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

839. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

840. Financial Conduct Authority Board members confirmed

     Press Releases Published: 28/03/2013 Last modified: 31/03/2013
     HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.