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Showing 861 to 870 of 1744 search results for level complaints data.

861. David Gagie joins the FCA as Senior Advisor

     News stories Published: 20/08/2013 Last modified: 20/08/2013
     network. Having held board-level roles at Mastercard UK & Europe, David has global payments industry experience. ... and invoice data processing company.

862. Our Annual Report and Accounts 2022/23

     Annual reports Published: 20/07/2023 Last modified: 08/12/2023
     Our Annual Report and Accounts sets out our progress and key achievements in the first year of our three-year strategy.

863. The treatment of politically exposed persons

     All firms Multi-firm reviews Published: 18/07/2024 Last modified: 18/07/2024
     The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes.

864. Global AML and Financial Crime TechSprint

     Events Published: 10/02/2023 Last modified: 10/02/2023
     The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.

865. Turning technology against criminals

     Speeches Published: 22/05/2018 Last modified: 24/05/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London

866. Form G: Retail Investment Adviser Complaints alerts form file specification [pdf]

     Forms Published: 03/01/2013 Last modified: 03/08/2016

867. Four building blocks of efficient capital markets

     Speeches Published: 01/02/2013 Last modified: 29/03/2013
     Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

868. It's time for an Enlightenment on financial inclusion

     Speeches Published: 29/09/2023 Last modified: 29/09/2023
     Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

869. FCA publishes update to pension redress methodology

     Press Releases Published: 10/03/2017 Last modified: 10/03/2017
     The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a defined benefit (DB) pension scheme.

870. Dixon Collins Financial Trust Solutions

     Warnings Published: 22/04/2021 Last modified: 19/05/2021
     Dixon Collins Financial Trust Solutions is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.