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Showing 921 to 930 of 1744 search results for level complaints data.

921. ICMFX Capital (Clone of FCA authorised firm)

     Warnings Published: 28/10/2021 Last modified: 28/10/2021
     ICMFX Capital (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

922. Retirement Outcomes Review

     Market studies Published: 11/07/2017 Last modified: 11/08/2021
     We have published the final findings of our Retirement Outcomes Review, which looks at how the retirement income market is evolving since the pension freedoms were introduced in April 2015.

923. MiFID II wholesale firms conference 2015

     News stories Published: 30/10/2015 Last modified: 11/11/2015
     explain and outline the key Level 2 provisions following the publication of ESMA's draft Technical Standards. ... Data publications (56m 52s). Download our slides from the conference breakout sessions below:.

924. Client money and assets reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

925. Financial promotions quarterly data 2021 Q2

     Data Published: 21/07/2021 Last modified: 25/04/2022
     The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2.

926. Prudential valuation reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.

927. A financial system to support the recovery

     Speeches Published: 16/06/2020 Last modified: 16/06/2020
     Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

928. FCA comments on Financial Policy Committee recommendations

     Press Releases Published: 26/06/2014 Last modified: 26/06/2014
     With respect to the FPC’s recommendation on interest rate stress testing, our mortgage rules require firms to have regard to FPC recommendations on stress test levels.We expect lenders to

929. TR14/7: Clarity of fund charges

     Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
     The paper looks at the clarity of fund charges. It is important for investors to be able to understand and compare charges because, with performance and the levels of risk, they

930. Data strategy update 2022

     Data Published: 23/06/2022 Last modified: 24/06/2022
     The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus.