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Showing 971 to 980 of 1744 search results for level complaints data.

971. FCA Data Bulletin - May 2015 - underlying data [xlsx]

     Data Published: 19/05/2015 Last modified: 19/05/2015
     Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.

972. Fisher Investments (clone of FCA authorised firm)

     Warnings Published: 07/05/2021 Last modified: 13/05/2021
     Fisher Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

973. Young investors driven by competition and hype

     InvestSmart Press Releases Published: 20/10/2021 Last modified: 20/10/2021
     The FCA launches its new InvestSmart Campaign aimed at helping consumers to make better informed investment decisions.

974. FCA responds to complaints into its regulation of Premier FX

     Statements Published: 19/08/2022 Last modified: 19/08/2022
     Response to complaints from people who complained to the FCA after losing money when Premier FX (PFX), a payment services firm, authorised for money remittance, collapsed in 2018.

975. FCA proposes changes to advice on pension transfers

     Press Releases Published: 21/06/2017 Last modified: 21/06/2017
     The Financial Conduct Authority (FCA) has today published new proposals on advice relating to pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.

976. Implementing Technology Change

     Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
     This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

977. Why does the FCA care about diversity and inclusion?

     Speeches Published: 28/01/2021 Last modified: 28/01/2021
     Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.

978. Financial promotions quarterly data 2022 Q4

     Data Published: 03/02/2023 Last modified: 05/05/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

979. FCA Data Bulletin - January 2015 - underlying data [xlsx]

     Data Published: 29/01/2015 Last modified: 29/01/2015
     Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

980. TR: Staff remuneration and incentives

     Thematic reviews Published: 12/08/2015 Last modified: 04/07/2017
     This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements.