Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 291 to 300 of 523 search results for level complaints data 2023.

  1. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.

  2. Annual controllers reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this.

  3. Supervisory correspondence

    About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
    Find out how the FCA communicates with the firms it supervises.

  4. Consumer credit – Ongoing service and end of agreement

    Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
    We outline why your commitment to customers does not end after they enter into an agreement with you.

  5. GAI CAPITAL / GLOBAL ASSURANCE INVESTMENT CAPITAL

    Warnings Published: 23/03/2023 Last modified: 23/03/2023
    GAI CAPITAL / GLOBAL ASSURANCE INVESTMENT CAPITAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.

  7. Compliance reporting: banks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about reporting for banks, building societies and designated investment firms.

  8. Prudential valuation reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.

  9. The treatment of politically exposed persons

    All firms Multi-firm reviews Published: 18/07/2024 Last modified: 18/07/2024
    The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes.

  10. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.
Related searches