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Showing 421 to 430 of 523 search results for level complaints data 2023.

421. UBS fined £9.45m for failings in its sale of an AIG fund

     Press Releases Published: 12/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

422. Aggregate complaints data: 2018 H2

     Data Published: 18/04/2019 Last modified: 18/04/2019
     This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group.

423. FS22/2: Driving Value for Money in Defined Contribution Pensions

     Feedback statements Published: 23/05/2022 Last modified: 30/01/2023
     We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes

424. The FCA's response to COVID-19 and expectations for 2020

     Speeches Published: 04/06/2020 Last modified: 04/06/2020
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

425. Evolving our enforcement approach to protect and grow our markets

     Speeches Published: 27/02/2024 Last modified: 27/02/2024
     Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

426. New FCA data show 3.76 million complaints about financial services firms

     Press Releases Published: 19/04/2018 Last modified: 31/05/2018
     Complaints about payment protection insurance (PPI) drove a 13% increase in the number of complaints made to financial services firms in the second half of 2017, according to figures published today by the FCA.

427. Payday lenders failing customers in arrears, says FCA

     Press Releases Published: 10/03/2015 Last modified: 10/03/2015
     repayment plans that were clearly unsustainable and subsequently failed. firms not dealing appropriately with issues when things went wrong, for example staff failing to investigate or acknowledge complaints and customers having ... In some cases,

428. The regulation of advice – recommendations post FAMR

     Speeches Published: 20/04/2016 Last modified: 20/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

429. FCA proposes stronger requirements on oversight of appointed representatives

     Press Releases Published: 03/12/2021 Last modified: 03/12/2021
     FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

430. Authorised fund managers’ assessments of fund value 2023

     Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
     Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.