Search results
Showing 111 to 120 of 163 search results for level of professional indemnity insurance.
-
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version. -
RMA-D Regulatory capital and financial resources: FAQs
RMA-D Regulatory capital and financial resources: FAQs -
Personal data and recruitment
How and why the FCA uses applicants' personal data collected during the recruitment process. -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Adviser Mark Abley pays £106k for poor pension transfer advice
The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers. -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. -
RMA-H COBS data: help text
RMA-H COBS data: help text -
New accountability regime for banks and insurers comes into force
The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today. ... We hold ourselves to the highest professional standards and so we have decided to apply the fundamental principles of the Regime to