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Showing 131 to 140 of 163 search results for level of professional indemnity insurance.

  1. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  2. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  3. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)

    Thematic reviews Published: 22/05/2015 Last modified: 23/06/2015
    TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). ... We did not consider third party claims such as employers’ and public liability or professional indemnity claims.

  4. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. CP19/20: Our framework: assessing adequate financial resources

    Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

  6. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  7. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

    Policy statements Published: 24/07/2017 Last modified: 01/06/2018
    This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

  8. RMA-B Profit and loss account: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-B Profit and loss account: help text

  9. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

  10. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.