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Showing 51 to 60 of 163 search results for level of professional indemnity insurance.
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Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9 [pdf]
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
Firms
Tasks for regulated firms and authorisation information for new firms -
Complaints data
The FCA publishes details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. View the latest data and the most complained about firms and financial products. -
Data Bulletin June 2018: The retail intermediary sector
This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR). -
Experienced professionals
Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application. -
AIFMD
The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements. -
RMA-H COBS data: FAQs
RMA-H COBS data: FAQs -
Appointed representatives and networks
Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business. -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.