Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 163 search results for level of professional indemnity insurance.

  1. RMA-F Threshold conditions: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-F Threshold conditions: FAQs

  2. Mortgage intermediaries and authorisation forms

    New firm authorisation Published: 23/01/2023 Last modified: 23/01/2023
    You must complete the forms and supporting documents below before applying to us for authorisation.

  3. FCA statement on Assessing Suitability Review 2

    Statements Published: 21/01/2020 Last modified: 31/08/2023
    FCA statement on Assessing Suitability Review 2

  4. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

  5. Examination standards

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

  6. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

  7. RMA-I Supplementary Product Sales Data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-I Supplementary Product Sales Data: FAQs

  8. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  9. Retail Mediation Activity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: FAQs

  10. A to Z of financial terms - Level of professional indemnity insurance

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.